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Feifer & Greenberg, LLP
Call Us: (888) 842 - 5384
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What Exactly Is Aggravated Unlicensed Operation in New York?

Aggravated unlicensed operation (AUO) charge is covered in the New York State Vehicle and Traffic Law  § 511.  It applies to an individual caught driving with a license that has been suspended or revoked. There are three varying degrees of severity for the crime of AUO in New York.  The degree charged can relate to the reasons your license was suspended or revoked in the first place or the specific circumstances under which you were caught driving while suspended or revoked.  Typically an AUO charge occurs when a driver is pulled over for another type of alleged moving violation or is involved in an accident and an officer pulls up a driving record and learns of the suspension or revocation.  

Aggravated unlicensed operation is considered a criminal charge regardless of why someone was suspended, why they were pulled over or what degree of AUO one is ultimately charged with violating.   There are three degrees of severity. The third-degree and second-degree versions of AUO are misdemeanors while AUO in the first degree is a class E felony.

THE THREE DEGREES OF AGGRAVATED UNLICENSED OPERATION (AUO) IN NEW YORK

The main text of the aggravated unlicensed operation (AUO) as set forth in §511 states that a person is guilty of the offense of aggravated unlicensed operation of a motor vehicle…when such person operates a motor vehicle upon a public highway while knowing or having reason to know that such person’s license or privilege of operating such motor vehicle in this state or privilege of obtaining a license to operate such motor vehicle issued by the commissioner is suspended, revoked or otherwise withdrawn by the commissioner.

There are three degrees of severity for the crime of aggravated unlicensed operation (AUO) in New York. The specific degree you are charged with can relate to the reasons your license was suspended or revoked in the first place or it can also relate to the circumstances under which you were charged and arrested for AUO.

Aggravated Unlicensed Operation (AUO) in the Third Degree

AUO in the third degree is the least-severe version of the charge. You will be charged with the third-degree version of the crime if you are found to have been operating a motor vehicle on a public road, “while knowing or having reason to know,” that your driving privileges were suspended or revoked but you do not meet the conditions described in §511-2 or §511-3, which describe the second-degree and first-degree versions of the crime, respectively.

AUO in the third degree is a criminal misdemeanor. Penalties include a $200 – $500 fine and/or imprisonment of up to 30 days.  Anyone committing an AUO third degree offense while operating a large vehicle with a gross vehicle weight of over 18,000 lbs will receive harsher penalties. These include a $500 – $1,500 fine and/or imprisonment of up to 30 days.

Aggravated Unlicensed Operation (AUO) in the Second Degree

You will be charged with AUO in the second degree if you meet the third-degree conditions along with any of the following conditions:

  • You have received an AUO conviction within the last 18 months
  • Your license was originally suspended or revoked because of a refusal to submit to a chemical test for drugs or alcohol-related to the implied consent laws described in §1194
  • Your license was originally suspended or revoked because of a driving under the influence violation as described in §1192 or §1193
  • You have had three or more suspensions for failure to answer, appear or pay a fine, as mentioned in §226-3 or §510-4a

AUO in the second degree is also a misdemeanor charge. A conviction can result in the following penalties: 

  • Multiple AUO convictions: a fine of at least $500, imprisonment for up to 180 days
  • Any other prior condition: a $500 – $1000 fine, imprisonment for 7 to 180 days, a probationary period, and/or an imprisonment sentence of the equivalent length of any current probationary period you were already serving.

Aggravated Unlicensed Operation (AUO) in the First Degree

AUO in the first degree is the most serious of the AUO charges and is considered a class E felony. It occurs when:

  • You commit an AUO in the second degree while under the influence of drugs or alcohol
  • You commit an AUO in the third degree while having ten or more suspension for failure to  answer, appear or pay a fine, as mentioned in §226-3 or §510-4a
  • You commit an AUO in the third degree while you have a license that has been permanently revoked related to a DUI as described in §1193-2b-12
  • You operate a motor vehicle under the influence while you have a conditional license as described in §1196

Penalties for a first-degree AUO include: a $500 – $5000 fine, a class E felony prison sentence related to the specific violation conditions, and/or probation.

WHY FIGHT YOUR AGGRAVATED UNLICENSED OPERATION (AUO) CHARGES

AUO, while driving related and typically charged during a routine car stop, is not just another traffic ticket. While typical traffic tickets are “violations” or “infractions”, this rises to the misdemeanor or felony level.  This can affect immigration, employment, education…it should not be taken lightly. 

Many people will end up representing themselves on a typical traffic violation.  Without getting into when and where that might be a good decision we can say that when it comes to an AUO one should avoid representing themselves.  Most criminal judges will dissuade a defendant from self representation to the extent they can.  Simply said, this is a situation where working with an attorney is not a “maybe”.  

POSSIBLE DEFENSES FOR AGGRAVATED UNLICENSED OPERATION (AUO) IN NEW YORK

While it may seem easy for the prosecution to prove a person was driving with a suspended or revoked license or privilege, there are actually some difficult hurdles for them to overcome before obtaining a conviction at trial.  Then again, while there may be some hurdles, there is great risk (a criminal record and the penalties that come with it) for any defendant who decides to contest the charge at trial.  The vast majority of criminal matters, AUO included, end up settled via a plea arrangement.

What type of plea deal is made will of course depend on the individual situation but the goal is of course avoiding or minimizing any of the potential penalties.  In our experience we are able to avoid convictions on most typical AUO charges and work out a deal for a reduction to a minor traffic violation.  Of course, clearing any existing suspensions prior to heading to court on the AUO charge will help the situation.  

Note that the most common “defense” we hear from individuals is that they didn’t “know’ their license or privilege was suspended or revoked.  Either a notice in the mail was missed or some surcharge needed to be paid or some check was lost by DMV…the list of reasons people seem to be in this position is long.  Unfortunately, affirmative knowledge is not a requirement here as the law states “while knowing or having reason to know” of the suspension or revocation.  Simple evidence from the DMV that a notice of suspension or revocation was sent to the address on file for the motorist would constitute “having reason” to know.  

WORK WITH EXPERIENCED NEW YORK TRAFFIC VIOLATION ATTORNEYS TO FIGHT YOUR AUO CHARGE

A misdemeanor or felony conviction should be avoided to the extent it can at all costs. Feifer & Greenberg is happy to discuss your case if you have been charged with AUO and have any questions.  Call  (888) 842-5384 or contact us online to speak with an experienced NY vehicle and traffic lawyer who can answer your questions and provide some guidance during a free, no obligation case review.

What is a 511 Charge?

A 511 criminal charge refers to an individual who was caught driving in NY when they were not legally able to drive due to a suspension or revocation in NY.  It is more than driving without any license–the revocation/suspension make it an “aggravated” situation.

What is the Fine for AUO in New York?

The size of the fine for an AUO charge depends on the severity of your charge, among other circumstances as described in VAT § 511.  Note though the criminal conviction, not the fine itself, is by far the bigger potential penalty here.

  • 3rd Degree: $200 – $500 fine for most vehicles, $500 – $1,500 fine for larger vehicles.
  • 2nd Degree: $500 – $1,000
  • 1st Degree: $500 – $5,000.

 

What If I Didn't Know My License was Suspended?

Actual knowledge of the suspension is not an element of the crime.  Knowledge or “reason to know” will suffice.  Don’t plan on walking into court and successfully arguing to have the charges dismissed because you moved and never got a notice from the DMV or some similar situation.  The burden on the DMV to establish that you “should” have known isn’t as tough as you might think.

What Is the Difference Between AUO and Driving Without a License?

Driving without a license is a different charge and is just a traffic violation.  Unlicensed Operation of a Motor Vehicle (VTL § 509-1) applies to individuals who simply don’t have a license or have one that expired.  It’s an interesting quirk in the law…someone who never learned how to drive and never had a license gets pulled over and is charged with a lesser charge than a person who might be suspended for paying a small fine a day or two late.  We suppose it’s a little like a child who eats a cake that his parents left out but never said anything about compared to the child who eats it after being specifically told not to touch it.  Driving when specifically banned from doing so is the more egregious offense. 

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FAQ


Your office is in NYC. How do you handle cases statewide?

We have organized a statewide network of attorneys. In our network are both attorneys who work for Feifer & Greenberg and attorneys who work for other firms that regularly provide of-counsel representation to our clients. This statewide network allows us to match clients in a particular county or court with local attorneys who regularly appear on similar matters in the same county or court. It enables us to help clients anywhere in New York State and in our opinion provide particularly effective and affordable representation for our clients. Local attorneys can draw on their particular local experiences and, with travel time and expense removed from the equation, help us keep our legal fees low.

Do you guarantee results?

We can only guarantee that we will provide the best possible client service and legal representation. We can’t guarantee results. These are legal proceedings and we can’t promise you that every case will end in our favor. We will always honestly assess your case (both good and bad) and set realistic expectations during your consultation. We’ll discuss our goals and objectives but no attorney can ever guarantee how a case will conclude.

Should I just pay my ticket or should I fight?

We recommend fighting almost all tickets. Even if the current NY traffic tickets aren’t particularly harmful, you have an incentive to keep your record clean for the future. Convictions quickly lead to surcharges, insurance increases and other complications. You should strongly consider any decision to pay a ticket without fighting.

How can our traffic ticket lawyers help you?

Our lawyers are experienced, prepared attorneys who understand the nuances of fighting traffic tickets. Experience, preparation and good decision making help us to help our clients avoid points, surcharges, insurance increases and the other negatives that can easily result from a traffic ticket.